Carolyn A. Finick, CFP®

Carolyn A. Finick, CFP® is a Financial Advisor based in Wilmington, North Carolina, working with Edward Jones. She focuses on comprehensive financial planning and investment guidance for individuals and families, with an emphasis on helping clients navigate major life transitions such as career changes, marriage, divorce, retirement, caregiving for aging parents, and managing unexpected financial windfalls. Her approach centers on building long-term financial strategies tailored to each client’s personal goals and circumstances.

Her career in wealth management spans nearly a decade of progressive experience in the financial services industry. She previously spent over nine years at UBS Financial Services, where she advanced from administrative roles into senior-level responsibilities, ultimately earning multiple securities licenses and taking on leadership duties managing several branches in the Central New England region during the COVID-19 period. Earlier in her career, she gained experience in smaller private wealth management environments, which helped shape her client-focused and detail-oriented advisory style.

She is a graduate of High Point University and holds several professional licenses and certifications, including the Certified Financial Planner (CFP®) designation as well as FINRA Series 7, 9, 10, and 66 registrations. She is also licensed in Life and Health Insurance in North Carolina. After relocating back to the South, she established her own practice with Edward Jones, where she continues to focus on personalized financial planning and long-term client relationships.